1. Securities such as bonds or shares that cannot be sold prior to a specific period.
2. Lost or stolen securities that are barred from trading.
Related information about blocked securities:
- What is blocked securities? definition and meaning
Definition of blocked securities: Securities such as bonds or shares that cannot be sold prior to a specific period.
- Lloyds/RBS Coupon Blocked Securities - Fixed Income Investments ...
Nov 3, 2009 ... In November 2009 Lloyds and RBS both announced that coupons would be blocked on non-mandatory tier 1 and upper tier 2 securities for a ...
- Instruction for Transfer to Blocked Securities Subaccount
Instruction for Transfer of Securities to Blocked Securities Subaccount. 2. 3. 4, DEPOSITORY CLEARING COMPANY, Form D10. 5, Building 1, 4/7 Vozdvizhenka ...
- Instruction for Transfer from Blocked Securities Subaccount
A, B, C, D, E, F, G, H, I, J, K, L, M, N, O, P, Q, R, S, T, U, V, W, X, Y, Z, AA, AB, AC, AD, AE, AF, AG, AH. 1, Exhibit D11. Instruction to Transfer Securities from ...
- user requirements chapter 10 securities positions and cash balances
Jul 3, 2009 ... explicitly blocked securities position can only be transferred when the block is removed. Otherwise, the. 13 result could be a negative securities ...
- KAZAKHSTAN STOCK EXCHANGE RULES - KASE
In case an Exchange member that blocked securities in favor of the Exchange does not comply with obligations before the Exchange, the Exchange shall in the ...
- TEFRA D.book - Clearstream
With this procedure there is an automatic transfer to the blocked securities ... The TEFRA D securities are kept in the blocked securities account, xxxx/671, during ...
- Print - FINRA - Rules and Regulations
Blocked securities may not be paid, withdrawn, transferred (even by book transfer ), endorsed, guaranteed, or otherwise dealt in. General Licenses. OFAC has ...