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compliance audit

A comprehensive review of some aspect of the internal operations of a company that requires certification by a regulatory body to verify that it is in compliance with mandatory guidelines. Compliance audit procedures may be conducted internally, but are usually facilitated by the certifying organization. A company may require several compliance audits to review regulatory adherence in multiple departments, such as finance, IT, manufacturing, human resources, and, in the case of certain types of financial firms, marketing and sales.

Related information about compliance audit:
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  3. Compliance Audits - the AICPA
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  5. Quality audit - Wikipedia, the free encyclopedia
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  6. HEDIS Compliance Audit - NCQA
    HEDIS Compliance Audit. NCQA licenses organizations and certifies selected employees or contractees of licensed organizations to conduct audits using ...
     
  7. Compliance Audits – SAS No. 117
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  8. Compliance Audit: Definition from Answers.com
    Special auditors report covering compliance with contractual agreements, such as bond indentures and loan agreements, and regulatory requirements.