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Division of Investment Management

A department within the SEC which regulates mutual funds, investment advisors, public utility holding companies and variable insurance products.

Related information about Division of Investment Management:
  1. Division of Investment Management
    The SEC Division of Investment Management regulates investment companies ( such as mutual funds, closed-end funds, UITs, ETFs, and interval funds), ...
     
  2. Deputy Director of Division of Investment Management Robert E ...
    Aug 2, 2012 ... He joined the SEC in 1983 as an attorney in the Division of Investment Management, which oversees the multi-trillion dollar investment ...
     
  3. Division of Investment Management No-Action and Interpretive ...
    Sep 21, 2012 ... RESPONSE OF THE OFFICE OF CHIEF COUNSEL. Wells Fargo Bank, N.A.. DIVISION OF INVESTMENT MANAGEMENT. File No. 801-72865 ...
     
  4. SEC Division of Investment Management Key Considerations — The ...
    4 days ago ... Editor's Note: The following post comes to us from Norm Champ, director of the Division of Investment Management at the U.S. Securities and ...
     
  5. Division Of Investment Management Definition | Investopedia
    The Division of Investment Management is a branch of the U.S. Securities and Exchange Commission responsible for overseeing the investment management ...
     
  6. Goldman hires ex-SEC division of investment management head ...
    Oct 8, 2012 ... NEW YORK (Reuters) - Goldman Sachs Group Inc unit Goldman Sachs Asset Management has hired Andrew Buddy Donohue, a former head ...
     
  7. Goldman hires ex-SEC division of investment management head ...
    Oct 8, 2012 ... NEW YORK, Oct 8 (Reuters) - Goldman Sachs Group Inc unit Goldman Sachs Asset Management has hired Andrew BuddyDonohue, a former ...
     
  8. What is Division of Investment Management? definition and meaning
    Definition of Division of Investment Management: A department within the SEC which regulates mutual funds, investment advisors, public utility holding ...