Exchange Currency

Division of Market Regulation

A department within the SEC which regulates brokers and brokerage firms.

Related information about Division of Market Regulation:
  1. Division of Trading and Markets: Exchanges, Other Markets, Broker ...
    Oct 29, 2012 ... The SEC Division of Trading and Markets establishes and maintains standards for fair, orderly, and efficient markets. It regulates the major ...
     
  2. About the Division of Trading and Markets
    Sep 21, 2010 ... Division of Market Regulation (1972 – November 2007) Division of Trading and Markets (1963 – 1971) Division of Trading and Exchanges ...
     
  3. Division of Market Regulation: Key Points About Regulation SHO
    Division of Market Regulation: Key Points About Regulation SHO. Date: April 11, 2005. I. Short Sales. A. What is a short sale? A short sale is generally the sale of ...
     
  4. Division of Market Regulation - Securities and Exchange Commission
    Apr 10, 2012 ... Responses to these frequently asked questions were prepared by and represent the views of the staff of the Division of Market Regulation ...
     
  5. Division of Market Regulation
    The Division of Market Regulation is a department within the United States Securities...
     
  6. What is Division of Market Regulation? definition and meaning
    Definition of Division of Market Regulation: A department within the SEC which regulates brokers and brokerage firms.
     
  7. The Third Annual Albert A. DeStefano Lecture on Corporate ...
    Deputy Director, Division of Market Regulation, U.S. Securities &. Exchange .... the Director of the Division of Market Regulation from 1977 to 1979. Mr. Klein ...
     
  8. US Securities and Exchange Commission - US Economy - About.com
    Division of Market Regulation, which maintains the standards that regulate the stock markets. Division of Investment Management, which regulates investment ...