Exchange Currency

interpositioning

An illegal act where a specialist or broker-dealer places him or herself between a buyer and seller to make a profit off their trade. Individual transactions do not amount to much, but if repeated in large volumes, this could amount to a significant loss for the other individuals.

Related information about interpositioning:
  1. Interpositioning Definition | Investopedia
    Typically, interpositioning is done as part of a mutual benefit strategy, sending commissions to the broker/dealer in exchange for referrals or other cash profit.
     
  2. Interpositioning - Financial Dictionary - The Free Dictionary
    The practice of using a second broker in a securities transaction, which is considered illegal it is if used to generate additional commission.
     
  3. SEC Charges Securities Trader with Cross-Border Fraudulent ...
    Dec 23, 2011 ... In an interpositioning scheme, an extra broker-dealer is illegally added as a principal on trades even though no real services are being ...
     
  4. What is interpositioning? definition and meaning
    Definition of interpositioning: An illegal act where a specialist or broker-dealer places him or herself between a buyer and seller to make a profit off their trade.
     
  5. SEC Approves New FINRA Best Execution and Interpositioning Rule
    Jan 11, 2012 ... interpositioning (i.e., interjecting a third party between the member and the best available market), the use of a brokerʼs broker, the staffing of ...
     
  6. Second Circuit Holds That "Interpositioning" Transactions Do Not ...
    Aug 7, 2008 ... Second Circuit Holds That "Interpositioning" Transactions Do Not Constitute Deceptive Acts To Support Criminal Securities Fraud Liability ...
     
  7. interpositioning - Invest Definition
    interpositioning definition: The involvement of a third party between a broker- dealer and the best available market price that results in the customer paying a ...
     
  8. Interpositioning Definition - NASDAQ.com
    Interpositioning: read the definition of Interpositioning and 8000+ other financial and investing terms in the NASDAQ.com Financial Glossary.