A set of Federal laws which regulate the registration and activities of investment companies, enforced by the SEC.
Related information about Investment Company Act of 1940:
- Investment Company Act of 1940 - Securities and Exchange ...
INVESTMENT COMPANY ACT OF 1940. Sec. 55. Functions and Activities of Business Development Companies. Sec. 56. Qualifications of Directors. Sec. 57.
- The Laws That Govern the Securities Industry
Aug 30, 2012 ... Securities Act of 1933; Securities Exchange Act of 1934; Trust Indenture Act of 1939; Investment Company Act of 1940; Investment Advisers Act ...
- Investment Company Act of 1940 - Wikipedia, the free encyclopedia
The Investment Company Act of 1940 is an act of Congress. It was passed as a United States Public Law (Pub.L. 76-768) on August 22, 1940, and is codified at ...
- Investment Company Act Of 1940 Definition | Investopedia
Created in 1940 through an act of Congress, this piece of legislation clearly defines the responsibilities and limitations placed on fund companies that offer ...
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Oct 24, 2008 ... The Investment Company Act of 1940 (the “Investment Company Act”) is what gives structure to the hedge fund industry. The Investment ...
- The Investment Company Act of 1940 - Morgan, Lewis & Bockius
The Investment Company Act of 1940 (the “Act”). • The mutual fund industry – and its shareholders -- have generally thrived under the Act. • The genius of the Act ...
- Investment Company Act of 1940 financial definition of Investment ...
Investment Company Act of 1940. Also found in: Wikipedia, 0.01 sec. Investment Company Act of 1940. Legislation that requires investment companies to ...
- investment company act of 1940 and rules thereunder
INVESTMENT COMPANY ACT AND. INVESTMENT ADVISERS ACT OF 1940,. AS AMENDED. March 2008. Stradley Ronon Stevens & Young, LLP. John N.