Federal legislation signed into law in 1938 to provide brokers with the ability to self-regulate in the over-the-counter security market. The act provides certain incentives for companies that register and support self-regulation in the securities market. As of 2008, only one organization (National Association of Security Dealers) is registered under this act.
Related information about Maloney Act:
- Securities Exchange Act of 1934 - Wikipedia, the free encyclopedia
In 1938 the Exchange Act was amended by the Maloney Act, which authorized the formation and registration of national securities associations, which would ...
- Maloney Act - Financial Dictionary - The Free Dictionary
United States legislation passed in 1938 that allowed self-regulatory organizations to assist the SEC in some financial regulation. That is, the Maloney Act ...
- Maloney Act: Definition from Answers.com
legislation, also called the Maloney Amendment, enacted in 1938 to amend the securities exchange act of 1934 by adding Section 15A, which provides for.
- What is Maloney Act? definition and meaning
Definition of Maloney Act: Federal legislation signed into law in 1938 to provide brokers with the ability to self-regulate in the over-the-counter security market.
- Speech: A Discussion Of The Maloney Act Program, October 23, 1936
the form of the Maloney Act, has been placed upon the statute books to tho end that your industry as appropriately organized may, subject to the Con- gression~l ...
- The Maloney Act Experiment - Digital Commons @ Boston College ...
Tamar Hed-Hofmann, The Maloney Act Experiment, 6 B.C.L. Rev. 187 (1965), ... Under the Maloney Act, more than one association of broker dealers could ...
- NASD 1-22 - finra
the 1938 Maloney Act amendments to the. Securities Exchange Act of 1934 by ... lished under the Maloney Act amendments. Presently, all securities firms in the ...
- Maloney Act - Invest Definition
Maloney Act definition: A law that provides for the regulation of the over-the- counter securities markets through national associations that are registered with the ...