A damaged security that prevents a person from identifying the original issuer of the security or other necessary identifying information. If a seller is seeking to transfer the mutilated security, certain steps will have to be taken to ensure the buyer that the security is able to be transferred and that all rights associated with the security will be transferred after the sale despite being able to identify the original issuer.
Related information about mutilated security:
- Mutilated Security Definition | Investopedia
A mutilated security can be the result of damage, negligence, being printed incorrectly or other reasons, and must receive a guarantee of ownership from a third ...
- Mutilated Security - Financial Dictionary - The Free Dictionary
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- Print - FINRA - Rules and Regulations
(a) A mutilated security shall not be a good delivery until appropriately authenticated by the trustee, registrar, transfer agent, or issuer. (b) The delivery of a bond ...
- LOANS SECURITIES REGULATIONS - REG 3 Lost, stolen ...
(3): Where, in the opinion of the Treasurer, some person other than the owner has an interest in a lost, stolen, destroyed or mutilated security, the Treasurer may ...
- Application for Duplicate Security Interest Filing - Maryland Motor ...
An altered, misassigned, or mutilated security interest filing must accompany the duplicate application. The application must be signed by the authorized agent ...
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must be filled (MBF). musawamah · mutilated security. Definition. A type of financial trade that is exempt from short sale rules and is required to be executed ...