Securities transaction that uses any funds acquired from the sale of the security to immediately reinvest in another security. Proceed sales are considered a transaction by the NASD, so members taking part of this type of transaction must abide by the 5% guideline that prevents commission or markups from exceeding that percentage.

Related information about proceeds sale:

1. Proceeds Sale - Financial Dictionary - The Free Dictionary
   The sale of a security where the revenue from the sale is used immediately to buy another security. FINRA considers both the sale and the purchase to be a ...
    
2. proceeds - definition of proceeds by the Free Online Dictionary ...
   Proceeds of Crime, Money Laundering and Terrorist Financing Act · Proceeds of Criminal Conduct Law · Proceeds sale · Proceeds Sales · Proceleusmatic ...
    
3. What is proceeds sale? definition and meaning
   Definition of proceeds sale: Securities transaction that uses any funds acquired from the sale of the security to immediately reinvest in another security. Proceed ...
    
4. Proceeds Sale: Definition from Answers.com
   over-the-counter (OTC) securities sale where the proceeds are used to purchase another security. Under the five percent rule of the financial industry.
    
5. proceeds sale - Invest Definition
   proceeds sale definition: A transaction in which funds received from selling a ... The National Association of Securities Dealers regards a proceeds sale as a ...
    
6. 175.08 Housing finance agency bonds - proceeds - sale - liability
   175.08 Housing finance agency bonds - proceeds - sale - liability - negotiability. ( A) The Ohio housing finance agency may use the proceeds of bonds to carry ...
    
7. 19 CFR 127.36 - Claim for surplus proceeds of sale. - Code of ...
   19 CFR 127.36 - Claim for surplus proceeds of sale. - Code of Federal Regulations - Title 19: Customs Duties - Subpart D: Proceeds of Sale - Id 19647878 - Title ...
    
8. What Are Net Proceeds?
   Copyright © 2003 - 2012 Conjecture Corporation. Quantcast. debtor creditor class source property net proceeds proceeds sale net net net net net net.