Exchange Currency

Securities Enforcement Remedies and Penny Stock Reform Act of 1990

Federal legislation which gives the Securities and Exchange Commission the ability to assess civil penalties. If a broker is found guilty of violating a SEC rule, he or she may be charged a civil penalty depending on the severity of the violation.

Related information about Securities Enforcement Remedies and Penny Stock Reform Act of 1990:
  1. S.647 - Library of Congress
    Latest Title: Securities Enforcement Remedies and Penny Stock Reform Act of 1990. Sponsor: Sen Dodd, Christopher J. [CT] (by request) (introduced 3/17/1989 ) ...
     
  2. SEC Enforcement Heuristics: An Empirical Inquiry - Duke Law ...
    Jun 21, 2004 ... See, e.g., Securities Enforcement Remedies and Penny Stock Reform Act of 1990, Pub. L. No. 101-429, 104 Stat. 931 (codified as amended at ...
     
  3. What is Securities Enforcement Remedies and Penny Stock Reform ...
    Definition of Securities Enforcement Remedies and Penny Stock Reform Act of 1990: Federal legislation which gives the Securities and Exchange Commission ...
     
  4. The Securities Enforcement Remedies and Penny Stock Reform Act ...
    The Securities Enforcement Remedies and Penny Stock Reform Act of 1990: By Keeping Up With the Joneses, the SEC's Enforcement Arsenal is Modernize ...
     
  5. Securities Enforcement Remedies and Penny Stock Reform Act ...
    ... Section 21C of the Exchange Act which were part of the amendments affected by the Securities Enforcement Remedies and Penny Stock Reform Act of 1990.
     
  6. What is Securities Enforcement Remedies And Penny Stock Reform ...
    Definition of Securities Enforcement Remedies And Penny Stock Reform Act of 1990: An amendment to the Securities Act of 1933 that expanded enforcement ...
     
  7. Speech by SEC Commissioner: Remarks Before the SEC Speaks ...
    Mar 7, 2006 ... 2 Securities Enforcement Remedies and Penny Stock Reform Act of 1990, Pub. L . No. 101-429, 104 Stat. 931 (codified in scattered sections of ...
     
  8. Securities Enforcement Remedies and Penny Stock Reform Act of ...
    Securities Enforcement Remedies and Penny Stock Reform Act of 1990. Top. Home > Library > Business & Finance > Finance and Investment Dictionary ...