Exchange Currency

Self-Regulatory Organization

SRO. Non-government organization which has statutory responsibility to regulate its own members through the adoption and enforcement of rules of conduct for fair, ethical and efficient practices. Examples include NASD and the national securities and commodities exchanges.

Related information about Self-Regulatory Organization:
  1. Self-regulatory organization - Wikipedia, the free encyclopedia
    A self-regulatory organization (SRO) is an organization that exercises some degree of regulatory authority over an industry or profession. The regulatory ...
     
  2. Self-Regulatory Organization (SRO) Definition | Investopedia
    A non-governmental organization that has the power to create and enforce industry regulations and standards. The priority is to protect investors through the ...
     
  3. Self-Regulatory Organization Rulemaking
    May 15, 2012 ... Selected rulemaking releases from the securities industry Self-Regulatory Organizations (SROs).
     
  4. Self regulatory organization | LII / Legal Information Institute
    Thus, Section 6 of the Exchange Act prescribes the standards and regulatory objectives that security exchange (self regulatory organization, or SRO) rules ...
     
  5. Self-Regulatory Organization financial definition of Self-Regulatory ...
    Organizations that enforce fair, ethical, and efficient practices in the securities and commodity futures industries, including all national securities and ...
     
  6. Self-regulatory organization - The Free Dictionary
    (Economics, Accounting & Finance / Banking & Finance) one of several British organizations set up in 1986 under the auspices of the Securities and Investment ...
     
  7. SECURITIES SELF REGULATORY ORGANIZATIONS
    May 1, 2008 ... to be effective as a self-regulatory organization, leading to the formation of the NASD under the. Maloney Act. 1 See Dombalagian, Onnig H., ...
     
  8. BrokerCheck Glossary - FINRA
    Jun 28, 2010 ... Self-Regulatory Organization (SRO) An entity, such as FINRA, responsible for regulating its members by adopting and enforcing rules that ...